Corbyn Investment Management
2330 West Joppa Rd., Suite 108, Lutherville, MD 21093

Investment Adviser to Greenspring Fund and
_ Greenspring Income Opportunities Fund _

www.corbyn.com

Chief Compliance Officer

Corbyn Investment Management, a growing investment advisory firm conveniently located in
Greenspring Station in Lutherville, MD, is seeking a Chief Compliance Officer.

Responsibilities

• Develop, implement and enforce compliance policies and procedures
• Ensure policies and procedures are up to date with current, new or amended rules and regulations or changes in the firm’s business operations
• Keep current on recent compliance and regulatory issues, trends and developments
• Perform forensic testing and surveillance of firm-wide operational activities
• Complete annual risk assessment and annual review of compliance program
• Maintain a compliance regulatory calendar
• Implement and enforce the Code of Ethics
• Conduct a compliance review of all marketing and client communications
• Serve as primary point of contact for regulators and third-party service providers for the firm’s two mutual funds
• Prepare various regulatory reports, including Form ADV, Form CRS and 13F and file with the SEC
• Renew notice filings in each state and IA representatives U-4s
• Manage continuing education requirements for IA representatives
• Maintain firm’s compliance books and records
• Assist with GIPs compliance verification procedures and controls

Qualifications

• Bachelor’s degree
• 5 -10 years’ experience in Financial Services, specifically working with registered investment advisers
• Served as a CCO or in a compliance function for a registered investment adviser
• Familiarity with the Investment Advisers Act of 1940 and the Investment Company Act of 1940
• Familiarity with regulatory filings
• Detail-oriented, organized and able to set priorities
• Ability to think critically and identify and analyze problems independently
• Strong communication skills
• Ability to work independently as well in a team environment
• Ability to work successfully in a small company environment including willingness to contribute to other areas of the firm
• Strong ethical commitment
• Knowledge of basic Microsoft Office applications (Excel, Word, Power Point, Teams, etc.)

Schedule: Part-time/Full-time with other duties and responsibilities

Salary and Benefits: Commensurate with experience. In addition to salary, benefit package includes paid major holidays, vacation/sick time, health and dental insurance, and a retirement plan.

About Corbyn Investment Management

Corbyn Investment Management manages over $1 billion for a wide variety of separate account clients, Greenspring Fund (ticker: GRSPX) and Greenspring Income Opportunities Fund (ticker:
GRIOX). Since being founded in 1973, our mission has been to generate strong, consistent investment results through a client specific combination of value-oriented equities and short duration, high-yield bonds.

Please forward resume to Elizabeth Swam at easwam@greenspringfund.com.

Job Types: Full-time, Part-time

Pay: $93,193.00 - $101,880.00 per year

Benefits:

• Dental insurance
• Health insurance
• Health savings account
• Life insurance
• Paid time off
• Retirement plan

Physical setting:

• Office

Schedule:

• 8 hour shift
• Day shift
• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• Lutherville-Timonium, MD 21093: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Microsoft Powerpoint: 1 year (Preferred)

Work Location: Hybrid remote in Lutherville-Timonium, MD 21093

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